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Nicholas Michael Tidwell

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

Tracy, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-26
CA RA APPROVED 2021-02-05
  • TX RA
    APPROVED
    Since 2024-03-26
  • CA RA
    APPROVED
    Since 2021-02-05

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

2600 S Tracy Blvd Ste 110, Tracy, CA 95376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Modesto CA 05/2015 11/2016
Wells Fargo Bank, Na Livermore CA 04/2015 Present
Wells Fargo Clearing Services, Llc Livermore CA 11/2016 Present
  • 05/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Modesto, CA
  • 04/2015 → Present
    Wells Fargo Bank, Na
    Livermore, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Livermore, CA
Other Businesses

RENTAL PROPERTY, INV RELATED, MATECA, CA, 100% OWNERSHIP, START 6/17/24, 1 HR PER MONTH, 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2013-07-22
  • S65 Uniform Investment Adviser Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2013-07-22
Other Names
  • Nicholas Michael Tidwell
  • Nicholas M Tidwell
  • Nicholas M. Tidwell

View on SEC IAPD

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