Sandra Denise Baker

Current Employers

Employment History

• 02/2005 → 01/2021
  Td Waterhouse Investor Services
  Fort Worth, TX
• 05/2021 → Present
  Lpl Financial, Llc
  New Orleans, LA
• 01/2021 → 05/2021
  Homemaker
  New Orleans, LA
• 05/2021 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  New Orleans, LA

Previous Registrations

• 2009-03-10 → 2021-01-11
  Td Ameritrade, Inc.
  Fort Worth, TX
  Bellevue, NE
  Fort Worth, TX
  Fort Worth, TX
  Omaha, NE
  Westlake, TX
  Plano, TX
  Metairie, LA
• 2009-03-10 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
  Plano,, TX
  Metairie, LA

Other Businesses

1. 5/21/2021 - GWM Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 5/21/2021 - Goss Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 5/26/2021 - Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 5/17/2021 - 8 Hours Per Month During Securities Trading 4. 10/26/2021 - Amazon Mechanical Turk - Not Investment Related - Online-www.mturk.com - Outside/W-2 Employment - Survey Taker - Start Date: 01/02/2018 - 20 Hours Per Month/0 Hours During Securities Trading 5. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 5/17/2021 - 8 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 5/2021. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2009-03-05
• S63 Uniform Securities Agent State Law Examination
  2006-06-21