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Current Employers
Twelve Two Capital Llc

Brooklyn, NY • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-14
NY RA APPROVED 2021-07-22
  • TX RA
    APPROVED_RES
    Since 2022-03-14
  • NY RA
    APPROVED
    Since 2021-07-22

Branch Locations

Brooklyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
National Financial Services Llc Jersey City NJ 05/2012 01/2018
Twelve Two Capital Llc Brooklyn NY 05/2018 Present
Unemployed New York NY 01/2018 05/2018
Internal Revenue Service Brooklyn NY 06/2024 Present
  • 05/2012 → 01/2018
    National Financial Services Llc
    Jersey City, NJ
  • 05/2018 → Present
    Brooklyn, NY
  • 01/2018 → 05/2018
    Unemployed
    New York, NY
  • 06/2024 → Present
    Internal Revenue Service
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-24
  • S65 Uniform Investment Adviser Law Examination
    2018-05-24
Designations
Other Names
  • Zhi Li
  • Zhi Min Li

View on SEC IAPD

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