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Michael Robert Boroughs

Fortis Capital Management LLC

Bellevue, WA

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Current Employers
Fortis Capital Management Llc

3600 136Th Pl Se Suite 270, Bellevue, WA 98006 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-08-14
  • WA RA
    APPROVED
    Since 2014-08-14

Branch Locations

3600 136Th Pl Se Suite 270, Bellevue, WA 98006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Other Businesses

DE MARS'S LLC THE BUSINESS IS NOT INVESTMENT RELATED. THE COMPANY SELLS HOT SAUCE. I AM THE BOOKKEEPER AND I ALSO OWN 10% OF THE COMPANY. START DATE OF THE RELATIONSHIP IS JANUARY 2011. HOURS/MONTH THAT I DEVOTE: 4 HOURS/MONTH THAT I DEVOTE DURING SECURITIES TRADING HOURS: 0 I MAINTAIN ALL THE FINANCIAL BOOKS FOR THE COMPANY AND HELP THE CEO DEVELOP STRATEGY FOR MAXIMIZING CASH FLOW.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-14
  • S65 Uniform Investment Adviser Law Examination
    2014-07-14

View on SEC IAPD

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