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Thomas M Holder

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stuart, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-26
FL RA APPROVED 2013-05-17
  • TX RA
    APPROVED
    Since 2013-06-26
  • FL RA
    APPROVED
    Since 2013-05-17

Branch Locations

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Stuart FL 02/2013 Present
Bank Of America, N.A. Stuart FL 09/2013 Present
  • 02/2013 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Stuart, FL
  • 09/2013 → Present
    Bank Of America, N.A.
    Stuart, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-14
  • S66 Uniform Combined State Law Examination
    2013-05-14
Other Names
  • Thomas Marshall Holder
  • Thomas Marshall Holder

View on SEC IAPD

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