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999 Brickell Avenue Suite 1006, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-24 |
Branch Locations
999 Brickell Avenue Suite 1006, Miami, FL 33131 • United States
Ft Myers, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Miami | FL | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 05/2017 |
| Kobo Safaris | Cape Town | 03/2018 | 09/2018 | |
| Oppenheimer & Co. | Austin | TX | 11/2018 | 03/2019 |
| Unemployed | Miami | FL | 05/2017 | 03/2018 |
| Unemployed | Miami | FL | 09/2018 | 10/2018 |
| First Trust Portfolios L.P. | Wheaton | IL | 03/2019 | 04/2024 |
| First Trust Advisors L.P. | Wheaton | IL | 03/2019 | 04/2024 |
| Scala Capital Llc | Miami | FL | 04/2024 | Present |
OTHER BUSINESS NAME: FAVOR - DELIVERY SERVICE. LOCATION: N/A. NATURE OF BUSINESS: DELIVERY SERVICE. POSITION OR TITLE: RUNNER (DELIVERY DRIVER). RESPONSIBILITIES: DELIVERY DRIVER FOR RESTAURANT ORDERS, GROCERIES, LAUNDRY. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS). 20 TOTAL/NONE DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-03 |
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