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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-06-17 |
Branch Locations
14851 N Scottsdale Rd Suite 105, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cliftonlarsonallen Wealth Advisors, Llc | Phoenix | AZ | 06/2015 | 01/2019 |
| Independent Financial Group | Scottsdale | AZ | 02/2019 | 05/2019 |
| Henry, Horne Wealth Management | Scottsdale | AZ | 01/2019 | 06/2022 |
| M. S. Howells | Scottsdale | AZ | 05/2021 | 06/2022 |
| Interocean Capital Group, Llc | Scottsdale | AZ | 06/2022 | Present |
| The Colony Group, Llc | Boston | MA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-06 |
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