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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-07
MD RA APPROVED 2017-05-22
  • WA RA
    APPROVED
    Since 2020-10-07
  • MD RA
    APPROVED
    Since 2017-05-22

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Springfield VA 11/2013 04/2017
Wells Fargo Advisors Llc Springfield VA 11/2013 11/2016
Wells Fargo Clearing Services, Llc Springfield VA 11/2016 04/2017
Ubs Bank Usa Washington DC 04/2017 Present
Ubs Financial Services Inc. Bethseda MD 04/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-23
S63 Uniform Securities Agent State Law Examination 2013-03-27
  • S66 Uniform Combined State Law Examination
    2014-01-23
  • S63 Uniform Securities Agent State Law Examination
    2013-03-27
Other Names
  • Alena Kurlovich
  • Alena M Kurlovich
  • Alena Mikhailovna Kurlovich

View on SEC IAPD

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