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Matthew J Pierotti

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
IL RA APPROVED 2014-10-01
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • IL RA
    APPROVED
    Since 2014-10-01

Branch Locations

3032 N Clark St, Chicago, IL 60657 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Matthew Pierotti Mchenry IL 08/2012 Present
Jpmorgan Chase Bank, N.A. Chicago IL 06/2015 Present
J.P. Morgan Securities Llc Chicago IL 06/2015 Present
  • 08/2012 → Present
    Matthew Pierotti
    Mchenry, IL
  • 06/2015 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 06/2015 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-30
S63 Uniform Securities Agent State Law Examination 2013-04-29
  • S66 Uniform Combined State Law Examination
    2014-09-30
  • S63 Uniform Securities Agent State Law Examination
    2013-04-29
Other Names
  • Matthew J Pierotti
  • Matthew Justin Pierotti

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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