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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-21 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
2500 Westchester Avenue Suite 210, Purchase, NY 10577 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sumridge Partners, Llc | Stamford | CT | 11/2015 | 06/2018 |
| Altium Wealth Management Llc | Purchase | NY | 07/2018 | 04/2022 |
| Hightower Altium Holding, Llc | Purchase | NY | 04/2022 | 04/2023 |
| Hightower Advisors | Chicago | IL | 04/2023 | Present |
US Army Reserve; No; Start Date: 10/01/2012;Hours /month 16 Hours /month(during Market hours) 0 City: Danbury State:Connecticut Country:United States of America Your Relationship Infantry Officer; Nature of the company's business National Security; Briefly describe your duties As the Battalion Executive Officer, I am responsible for coordinating Company Commanders and Battalion Staff Officers to accomplish the mission. Second in Command should the Battalion Commander not be able/present to Command the Battalion.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-03-30 |
| S65 | Uniform Investment Adviser Law Examination | 2013-03-29 |
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