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520 E Cooper Ave. Ste. 7C, Aspen, CO 81611 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-19 |
Branch Locations
520 E Cooper Ave. Ste. 7C, Aspen, CO 81611 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard | Charlotte | NC | 06/2015 | 02/2020 |
| Queen City Pet Sitting | Charlotte | NC | 07/2016 | 02/2022 |
| Nc Ymca | Charlotte | NC | 10/2016 | 04/2017 |
| Self Employed | San Francisco | CA | 05/2017 | 05/2018 |
| Facet Wealth | Baltimore | MD | 02/2020 | 11/2024 |
| Q3 Advisors,Llc | Marble Falls | TX | 11/2024 | 01/2025 |
| Pcm Encore, Llc | Charlotte | NC | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-15 |
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