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Current Employers
Eaton Vance Management

One Post Office Square, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-08-09
  • MA RA
    APPROVED
    Since 2023-08-09

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 03/2016 12/2020
Morgan Stanley Investment Management Inc. New York NY 12/2020 05/2023
Morgan Stanley Distribution, Inc. New York NY 12/2020 05/2023
Eaton Vance Distributors, Inc. New York NY 12/2013 Present
Eaton Vance Management New York NY 12/2013 Present
  • 03/2016 → 12/2020
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 12/2020 → 05/2023
    New York, NY
  • 12/2020 → 05/2023
    Morgan Stanley Distribution, Inc.
    New York, NY
  • 12/2013 → Present
    Eaton Vance Distributors, Inc.
    New York, NY
  • 12/2013 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-25
S63 Uniform Securities Agent State Law Examination 2017-02-23
  • S66 Uniform Combined State Law Examination
    2018-01-25
  • S63 Uniform Securities Agent State Law Examination
    2017-02-23

View on SEC IAPD

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