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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-06 |
| LA | RA | APPROVED | 2025-06-02 |
Branch Locations
3850 N. Causeway Blvd. #950, Metarie, LA 70002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 02/2013 | 03/2019 |
| Minnesota Life Insurance Co | St Paul | MN | 02/2013 | 02/2019 |
| Compass Capital Management | Metairie | LA | 02/2013 | 02/2019 |
| Lpl Financial, Llc | Metairie | LA | 03/2019 | Present |
| Advisor Resource Council (Formerly: 360 Wealth Management, Llc) | Metairie | LA | 03/2019 | 05/2025 |
| Council Family Office | Metairie | LA | 03/2023 | 05/2025 |
| Independent Advisor Alliance | Charlotte | NC | 05/2025 | Present |
1.03/26/2019; Sun Life Financial; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/25/2019; 1hrs/mth; 0hrs during trading 2.06/03/2019; BackNine Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/20/2019; 2hrs/mth; 2hrs during trading 3.05/13/2020; Petersen International Underwriters; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/07/2020; 1hrs/mth; 1hrs during trading 4.05/13/2020; One Resource Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/07/2020; 1hrs/mth; 1hrs during trading 5.01/22/2021; Ameritas Life Insurance Corp; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/11/2021; 2hrs/mth; 1hrs during trading 6.06/17/2025; (Hybrid) Independent Advisor Alliance, LLC / Independent Advisor Alliance, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/30/2025; 150hrs/mth; 6hrs during trading; I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7.06/20/2025; Borden Financial LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 06/01/2025; 10hrs/mth; 0hrs during trading 8.11/14/2025; Sage Insurance Partners; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 10/24/2025; 4hrs/mth; 4hrs during trading 9.08/18/2026; (Hybrid) Council Family Office; Registered Investment Advisor DBA; Not Investment Related; at Reported Business Location(s); Start Date 05/30/2025; 170hrs/mth; 140hrs during trading;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-23 |
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