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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-06
LA RA APPROVED 2025-06-02
  • FL RA
    APPROVED
    Since 2025-06-06
  • LA RA
    APPROVED
    Since 2025-06-02

Branch Locations

3850 N. Causeway Blvd. #950, Metarie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 02/2013 03/2019
Minnesota Life Insurance Co St Paul MN 02/2013 02/2019
Compass Capital Management Metairie LA 02/2013 02/2019
Lpl Financial, Llc Metairie LA 03/2019 Present
Advisor Resource Council (Formerly: 360 Wealth Management, Llc) Metairie LA 03/2019 05/2025
Council Family Office Metairie LA 03/2023 05/2025
Independent Advisor Alliance Charlotte NC 05/2025 Present
  • 02/2013 → 03/2019
    Securian Financial Services Inc
    St Paul, MN
  • 02/2013 → 02/2019
    Minnesota Life Insurance Co
    St Paul, MN
  • 02/2013 → 02/2019
    Compass Capital Management
    Metairie, LA
  • 03/2019 → Present
    Lpl Financial, Llc
    Metairie, LA
  • 03/2019 → 05/2025
    Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
    Metairie, LA
  • 03/2023 → 05/2025
    Council Family Office
    Metairie, LA
  • 05/2025 → Present
    Independent Advisor Alliance
    Charlotte, NC
Previous Registrations
  • 2019-03-13 → 2025-05-30
    Metairie, LA
    Dallas, TX
    Metairie, LA
  • 2013-06-10 → 2019-03-12
    Securian Financial Services, Inc.
    Metairie, LA
Other Businesses

1.03/26/2019; Sun Life Financial; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/25/2019; 1hrs/mth; 0hrs during trading 2.06/03/2019; BackNine Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/20/2019; 2hrs/mth; 2hrs during trading 3.05/13/2020; Petersen International Underwriters; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/07/2020; 1hrs/mth; 1hrs during trading 4.05/13/2020; One Resource Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/07/2020; 1hrs/mth; 1hrs during trading 5.01/22/2021; Ameritas Life Insurance Corp; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/11/2021; 2hrs/mth; 1hrs during trading 6.06/17/2025; (Hybrid) Independent Advisor Alliance, LLC / Independent Advisor Alliance, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/30/2025; 150hrs/mth; 6hrs during trading; I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7.06/20/2025; Borden Financial LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 06/01/2025; 10hrs/mth; 0hrs during trading 8.11/14/2025; Sage Insurance Partners; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 10/24/2025; 4hrs/mth; 4hrs during trading 9.08/18/2026; (Hybrid) Council Family Office; Registered Investment Advisor DBA; Not Investment Related; at Reported Business Location(s); Start Date 05/30/2025; 170hrs/mth; 140hrs during trading;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-23
  • S66 Uniform Combined State Law Examination
    2013-05-23
Designations
Other Names
  • John B Borden
  • Brad Borden

View on SEC IAPD

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