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Bradley Matthew Pendzick

Captrust

Bethlehem, PA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-10
  • PA RA
    APPROVED
    Since 2020-01-10

Branch Locations

60 W Broad Street Suite 300, Bethlehem, PA 18018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Financial Advisors Inc. Pittsburgh PA 05/2012 11/2019
Legend Financial Advisors, Inc. Pittsburgh PA 11/2009 11/2019
Capfinancial Partners, Llc. (Captrust) Raleigh NC 12/2019 Present
Emergingwealth Investment Management, Inc. Pittsburgh PA 11/2009 05/2020
Previous Registrations
  • 2013-04-25 → 2020-08-07
    Emergingwealth Investment Management, Inc.
    Pittsburgh, PA
  • 2013-04-25 → 2020-05-14
    Legend Financial Advisors Inc
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-19
  • S65 Uniform Investment Adviser Law Examination
    2013-04-19
Designations
Other Names
  • Bradley M Penzick
  • Bradley M Pendzick

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
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QUADRANT PRIVATE WEALTH MANAGEMENT, LLC
SEIA

Other Investors

ANDREW FRANCIS AIGNER
KATHLEEN KOVACS MCDERMOTT
JOHN PHILIP CITO
CHARLES JOSEPH MCKELVEY
FORREST WILLIAM OBRIEN
KATHRYN LEE KUZO
MICHAEL JOHN SLINEY
WILLIAM PAUL WEBER

Other Offices

MCDERMOTT INVESTMENT ADVISORS, LLC · Bethlehem, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bethlehem, PA
LINCOLN INVESTMENT · BETHLEHEM, PA
J. W. COLE ADVISORS, INC. · Bethlehem, PA
COMMONWEALTH FINANCIAL NETWORK · Bethlehem, PA
CETERA INVESTMENT ADVISERS LLC · BETHLEHEM, PA
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC · Bethlehem, PA
SEIA · Suite 200, PA

More in Bethlehem, PA

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