Eric Joseph Edwards

Current Employers

Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

Authority	Category	Status	Date
WV	RA	APPROVED	2024-10-29
DE	RA	APPROVED	2024-03-12
FL	RA	APPROVED	2024-02-02
GA	RA	APPROVED	2024-01-05
CO	RA	APPROVED	2024-01-03
PA	RA	APPROVED	2024-01-03
VA	RA	APPROVED	2024-01-03
OH	RA	APPROVED	2023-03-07
SC	RA	APPROVED	2022-09-21
HI	RA	APPROVED	2022-08-03
NC	RA	APPROVED	2021-05-19
TX	RA	APPROVED_RES	2020-07-14
MD	RA	APPROVED	2020-02-25

WV RA
APPROVED

Since 2024-10-29
DE RA
APPROVED

Since 2024-03-12
FL RA
APPROVED

Since 2024-02-02
GA RA
APPROVED

Since 2024-01-05
CO RA
APPROVED

Since 2024-01-03
PA RA
APPROVED

Since 2024-01-03
VA RA
APPROVED

Since 2024-01-03
OH RA
APPROVED

Since 2023-03-07
SC RA
APPROVED

Since 2022-09-21
HI RA
APPROVED

Since 2022-08-03
NC RA
APPROVED

Since 2021-05-19
TX RA
APPROVED_RES

Since 2020-07-14
MD RA
APPROVED

Since 2020-02-25

Branch Locations

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

1362 Mellon Road #100, Hanover, MD 21076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Manufacturers & Traders Trust Company ("M&T Bank")	Owings Mills	MD	01/2016	01/2018
M&T Securities, Inc.	Painters Mill	MD	01/2016	01/2018
Cuna Brokerage Services, Inc.	Waverly	IA	01/2018	10/2019
Cuna Mutual Group	Waverly	IA	01/2018	10/2019
N/A	Owings Mills	MD	10/2019	02/2020
Cape Securities, Inc.	Mcdonough	GA	02/2020	12/2022
American Global Wealth Management	Mcdonough	GA	01/2023	Present

01/2016 → 01/2018

Manufacturers & Traders Trust Company ("M&T Bank")

Owings Mills, MD
01/2016 → 01/2018

M&T Securities, Inc.

Painters Mill, MD
01/2018 → 10/2019

Cuna Brokerage Services, Inc.

Waverly, IA
01/2018 → 10/2019

Cuna Mutual Group

Waverly, IA
10/2019 → 02/2020

N/A

Owings Mills, MD
02/2020 → 12/2022

Cape Securities, Inc.

Mcdonough, GA
01/2023 → Present

American Global Wealth Management

Mcdonough, GA

Previous Registrations

2018-01-25 → 2019-10-03

Cuna Brokerage Services, Inc.

Waverly, IA

Hunt Valley, MD

Baltimore, MD

Baltimore, MD
2016-01-29 → 2018-01-19

M&T Securities, Inc.

Owings Mills, MD
2013-07-08 → 2015-10-09

T. Rowe Price Advisory Services, Inc.

Owings Mills, MD

Owings Mills, MD

Other Businesses

BENEFITS ADVISER GEBA (GOVERNMENT EMPLOYEE BENEFITS ASSOCIATION) AND GEMBA (GOVERNMENT EMPLOYEE MUTUAL BENEFITS ASSOCIATION), 40 HOURS/WEEK, ALL SECURITIES BUSINESS PLACED TROUGH CAPE BROKER/DEALER OR CAPE IA. TRUECHOICE FINANCIAL 7111 FAIRWAY DRIVE ST 205 PALM GARDENS, FL 33418, ADVISOR FOR INSURANCE (UL, TL) AND ANNUITIES (FIXED AND INDEXED) SINCE 2/2020; DEVOTES 25-30 HOURS WITH 10 HOURS DURING TRADING HOURS; COMPENSATED THROUGH GEBA.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-03

S66 Uniform Combined State Law Examination

2013-07-03

View on SEC IAPD