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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-12-22 |
| TX | RA | APPROVED_RES | 2023-09-05 |
| WI | RA | APPROVED | 2021-12-08 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eaton Vance Distributors, Inc | Boston | MA | 08/2015 | 01/2017 |
| Eaton Vance Management | Boston | MA | 08/2015 | 01/2017 |
| Highland Capital Funds Distributor | Dallas | TX | 01/2017 | 09/2018 |
| Morgan Stanley | Green Bay | WI | 10/2018 | 11/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | 11/2021 |
| Fisher Investments | Green Bay | WI | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-30 |
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