Nikolaos Paloumbis

Current Employers

Retired Capital Llc

New York, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-17
TX	RA	APPROVED	2021-08-17

NY RA
APPROVED

Since 2021-09-17
TX RA
APPROVED

Since 2021-08-17

Branch Locations

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Alexander Capital, L.P.	New York	NY	04/2015	08/2021
Retired Capital Llc	Brooklyn	NY	07/2021	Present
Retired Capital Llc	Brooklyn	NY	04/2021	Present
Vc Fund Ventures Llc	Brooklyn	NY	12/2021	Present

04/2015 → 08/2021

Alexander Capital, L.P.

New York, NY
07/2021 → Present

Retired Capital Llc

Brooklyn, NY
04/2021 → Present

Retired Capital Llc

Brooklyn, NY
12/2021 → Present

Vc Fund Ventures Llc

Brooklyn, NY

Other Businesses

1) VC Fund Ventures LLC; Investment related: Yes; Location: 168 68th St, Brooklyn, NY, USA, 11220; Description: Pre-IPO / Private Equity Investing; Position Title: Fund Manager; Responsibilities Duties: Manage assets; Start date with business: 2021-12-07; Hours devoted to business during trading hours: 3; Hours devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 75;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-02-08
S63	Uniform Securities Agent State Law Examination	2014-01-30

S65 Uniform Investment Adviser Law Examination

2021-02-08
S63 Uniform Securities Agent State Law Examination

2014-01-30

Other Names

Nick Paloumbis

View on SEC IAPD