Timothy Andrew Mindel

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-10-22

NJ RA
APPROVED

Since 2015-10-22

Branch Locations

1 Northwestern Blvd, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Latham	NY	10/2013	Present
Matthew Herrington	Latham	NY	12/2014	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

10/2013 → Present

Northwestern Mutual Investment Services, Llc

Latham, NY
12/2014 → Present

Matthew Herrington

Latham, NY
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-10-17
S63	Uniform Securities Agent State Law Examination	2013-12-28

S65 Uniform Investment Adviser Law Examination

2015-10-17
S63 Uniform Securities Agent State Law Examination

2013-12-28