Matthew Jay Coto

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-01-05

FL RA
APPROVED

Since 2015-01-05

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Universal Orlando	Orlando	FL	03/2001	07/2017
Charles Schwab & Co., Inc.	Orlando	FL	11/2014	Present

03/2001 → 07/2017

Universal Orlando

Orlando, FL
11/2014 → Present

Charles Schwab & Co., Inc.

Orlando, FL

Previous Registrations

2014-07-21 → 2014-11-18

Truist Investment Services, Inc.

Orlando, FL

Orlando, FL

Other Businesses

start date 12/2019, Ambercast, LLC, retail, partner,OR Florida.Partner / Manager, Owner / Production Manager will be providing planning and managing of schedules, production resources and budget. Company provides services for the development, production and oversight of entertainment media program projects and retail products associated with the merchandising of them. Hours per month 20/40

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-07-16
S63	Uniform Securities Agent State Law Examination	2013-06-14

S65 Uniform Investment Adviser Law Examination

2014-07-16
S63 Uniform Securities Agent State Law Examination

2013-06-14

Other Names

Matthew Coto

View on SEC IAPD