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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-02-18 |
| FL | RA | APPROVED | 2026-01-13 |
| NC | RA | APPROVED | 2025-09-30 |
| NY | RA | APPROVED | 2021-04-13 |
| CT | RA | APPROVED | 2021-03-30 |
| NJ | RA | APPROVED | 2020-08-26 |
Branch Locations
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
2063 Ralph Avenue, Brooklyn, NY 11234 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A | Brooklyn | NY | 07/2015 | 08/2017 |
| Td Bank N.A | Brooklyn | NY | 08/2017 | 12/2019 |
| Td Bank N.A. | Brooklyn | NY | 12/2019 | Present |
| Td Private Client Wealth Llc | Brooklyn | NY | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-24 |
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