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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
Fort Worth, TX • United States
1720 Edgewater Drive, Plano, TX 75075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Plano | TX | 08/2013 | 06/2024 |
| Securities America Advisors | Plano | TX | 10/2019 | 06/2024 |
| Osaic Wealth, Inc. | Plano | TX | 06/2024 | Present |
1. CF INSURANCE POSITION: Principal NATURE: Insurance & Annuity INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/07/2020 ADDRESS: 1720 Edgewater Drive, Plano TX 75075 DESCRIPTION: Provide insurance and annuities to clients when appropriate. 2. UNITED ROCKS POSITION: Team Manager, Board Member NATURE: 501(c)(3) non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/06/2025 ADDRESS: 1905 Briarcreek Ln, Plano TX 75074, United States DESCRIPTION: Participate in team and board meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-22 |
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