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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-11 |
| TX | RA | APPROVED | 2026-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Planning Services | Phoenix | AZ | 06/2013 | 12/2020 |
| Usaa Financial Advisors Inc. | Phoenix | AZ | 06/2013 | 06/2020 |
| Usaa Investment Services Company | Phoenix | AZ | 01/2018 | 07/2023 |
| Usaa Life Insurance Company | Phoenix | AZ | 12/2020 | 07/2023 |
| Thrivent Investment Management Inc. | Rochester | MN | 08/2024 | 02/2026 |
| Unemployed | Oronoco | MN | 07/2023 | 08/2024 |
| Thrivent Financial | Rochester | MN | 08/2024 | 02/2026 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 03/2026 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2026 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 03/2026 | Present |
| Rochester Group Llc | Rochester | MN | 08/2024 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-19 |
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