Eric Brandon Saunders

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-12-11
CO	RA	APPROVED	2015-06-03

TX RA
APPROVED

Since 2020-12-11
CO RA
APPROVED

Since 2015-06-03

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	05/2015	Present
Schwab Wealth Advisory Inc	Lone Tree	CO	05/2015	Present

05/2015 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
05/2015 → Present

Schwab Wealth Advisory Inc

Lone Tree, CO

Previous Registrations

2012-10-01 → 2015-04-16

J.P. Morgan Securities Llc

San Clemente, CA

Irvine, CA

San Clemente, CA

Lake Forest, CA

Irvine, CA
2006-12-14 → 2012-10-01

Chase Investment Services Corp.

San Clemente, CA

Arvada, CO

Arvada, CO

Arvada, CO

Arvada, CO

Firestone, CO

Broomfield, CO

Loveland, CO

Arvada, CO

Laguna Hills, CA
2006-07-11 → 2006-10-16

Wells Fargo Investments, Llc

Prescott, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-01

S66 Uniform Combined State Law Examination

2006-06-01

Designations

View on SEC IAPD