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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-03-12
  • IN RA
    APPROVED
    Since 2014-03-12

Branch Locations

Madison, IN • United States

910 N. Delaware St., Indianapolis, IN 46202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Indianapolis IN 09/2013 Present
Other Businesses

1. 09/09/2013 - EMINENT WEALTH STRATEGIES/ DBA ONLY/ 100%/ INDIANAPOLIS, IN 2. 09/08/2023 - BE Dream Homes, LLC - Other - Reps Business - President - Not Investment Related - Home Based - Start Date 08/01/2023 - 40 Hours Per Month/ 10 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-01
  • S66 Uniform Combined State Law Examination
    2013-10-01

View on SEC IAPD

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