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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-28 |
| TX | RA | APPROVED | 2026-04-24 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2014 | 04/2026 |
| Bank Of America, N.A. | Chandler | AZ | 11/2016 | 04/2026 |
| Morgan Stanley | Gilbert | AZ | 04/2026 | Present |
*688185 - RD Woodworking; Investment related- No; Gilbert, Arizona; Woodworking/CNC laser; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2020; During business hours: 0; After business hours: 10; Labor/Service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-21 |
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