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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-06-21
TX RA APPROVED 2016-06-20
  • MI RA
    APPROVED
    Since 2016-06-21
  • TX RA
    APPROVED
    Since 2016-06-20

Branch Locations

Portage, MI • United States

750 Trade Centre Way, Portage, MI 49002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portage MI 04/2016 Present
Bank Of America, N.A. Portage MI 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
  • S66 Uniform Combined State Law Examination
    2016-06-16

View on SEC IAPD

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