Best Investors
Account
Sign in
Best Investors
Account
Sign in
1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-05-28 |
Branch Locations
20 N. Martingale Rd; Ste. 100, Schaumburg, IL 60173 • United States
6160 Golden Hills Drive, Minneapolis, MN 55416 • United States
20 N. Martingale Road, Ste. 100, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sheridan Road | Northbrook | IL | 02/2013 | 05/2018 |
| Lpl Financial Llc | Northbrook | IL | 08/2013 | 05/2018 |
| Kestra Financial, Inc. | Schaumburg | IL | 08/2018 | 04/2020 |
| Mma Agency Llc | Schaumburg | IL | 04/2020 | Present |
| Mma Securities Llc | Schaumburg | IL | 04/2020 | Present |
The Registered Representative is an employee of MMA Agency (1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities (up to approximately 1% of her time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-11 |
Reach out to this advisor