Rodney James Kleiver

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-06-19

FL RA
APPROVED

Since 2015-06-19

Branch Locations

3301 Bonita Beach Road Southwest Suite 212, Bonita Springs, FL 34134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gilman Ciocia, Inc	Fort Myers Beach	FL	12/2010	07/2022
National Securities Corporation	Fort Myers	FL	11/2013	07/2022
B. Riley Wealth Management	Bonita Springs	FL	07/2022	Present
B. Riley Wealth Advisors	Bonita Springs	FL	12/2014	Present

12/2010 → 07/2022

Gilman Ciocia, Inc

Fort Myers Beach, FL
11/2013 → 07/2022

National Securities Corporation

Fort Myers, FL
07/2022 → Present

B. Riley Wealth Management

Bonita Springs, FL
12/2014 → Present

B. Riley Wealth Advisors

Bonita Springs, FL

Other Businesses

(1) B. RILEY WEALTH INSURANCE CORPORATION; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; SALE OF FIXED AND VARIABLE INSURANCE; 20 HRS/MONTH, DURING TRADING HOURS; INSURANCE & ANNNUITY SALES... (2) B. RILEY WEATH TAX SERVICES (FKA NATIONAL TAX & FINANCIAL SERVICES); NOT INVESTMENT-RELATED; SAME ADDRESS AS BRWM; TAX PREP SERVICES; 160 HRS/MONTH, DURING TRADING HOURS; TAX PLANNER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-15

S66 Uniform Combined State Law Examination

2014-01-15

View on SEC IAPD

Current Employers

B. Riley Wealth Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews