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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-13
WA RA APPROVED 2018-11-01
  • TX RA
    APPROVED
    Since 2018-11-13
  • WA RA
    APPROVED
    Since 2018-11-01

Branch Locations

10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States

401 Union St, Seattle, WA 98101 • United States

Snohomish, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Shoreline WA 08/2016 10/2016
Jp Morgan Securities, Llc Shoreline WA 08/2016 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Everett WA 10/2016 Present
Bank Of America, N.A. Everett WA 10/2016 Present
Pier 1 Imports Mill Creek WA 09/2017 Present
Gap Inc. Banana Republic Bellevue WA 02/2017 09/2017
  • 08/2016 → 10/2016
    Jp Morgan Chase Bank
    Shoreline, WA
  • 08/2016 → 10/2016
    Jp Morgan Securities, Llc
    Shoreline, WA
  • 10/2016 → Present
    Everett, WA
  • 10/2016 → Present
    Bank Of America, N.A.
    Everett, WA
  • 09/2017 → Present
    Pier 1 Imports
    Mill Creek, WA
  • 02/2017 → 09/2017
    Gap Inc. Banana Republic
    Bellevue, WA
Other Businesses

I*430866 Entity For Profit Name of OBA: MATR CORPORATION Address: Seattle, Washington, 98103 Investment Related: No Position, Title, Association: Other Employee Start Date: 10/01/2021 No Hours: 10 No Hours during trading: 0 Duties:Gas station and convenience store owned by my husband.Stocking, cleaning, cashier

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-31
S63 Uniform Securities Agent State Law Examination 2014-02-28
  • S66 Uniform Combined State Law Examination
    2018-10-31
  • S63 Uniform Securities Agent State Law Examination
    2014-02-28

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