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Pia Mathur

Hsbc Securities (Usa) Inc.

New York City, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-06-17
  • NJ RA
    APPROVED
    Since 2013-06-17

Branch Locations

66 Hudson Boulevard, New York City, NY 10001 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 10/2012 Present
Hsbc Securities (Usa) Inc. New York NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-17
  • S66 Uniform Combined State Law Examination
    2013-06-17

View on SEC IAPD

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