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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-30 |
| CO | RA | APPROVED | 2025-07-21 |
Branch Locations
8000 S Chester Street Suite 325, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dsa Financial Group, Inc. | Houston | TX | 01/2011 | 12/2017 |
| Dsa Financial Group, Inc. | Englewood | CO | 12/2017 | 07/2025 |
| Lpl Enterprise Llc | Englewood | CO | 07/2025 | Present |
1. 07/14/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Larkspur, CO - Start Date 06/06/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/14/2025 - RAYMOND DAHLMAN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Larkspur, CO - Start Date 06/06/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 09/25/2025-Black Lab Wealth Management-President-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/23/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-19 |
| S66 | Uniform Combined State Law Examination | 2006-05-05 |
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