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Jeffrey Curry Smith

Nuveen Asset Management, LLC

New York City, NY

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Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-01-04
  • IL RA
    APPROVED
    Since 2017-01-04

Branch Locations

730 Third Ave, New York City, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa New York NY 04/2016 12/2016
Teachers Personal Investors Services, Inc. New York NY 04/2016 12/2016
Nuveen Securities, Llc New York NY 01/2017 Present
Nuveen Asset Management, Llc Chicago IL 01/2017 Present
  • 04/2016 → 12/2016
    Tiaa
    New York, NY
  • 04/2016 → 12/2016
    Teachers Personal Investors Services, Inc.
    New York, NY
  • 01/2017 → Present
    Nuveen Securities, Llc
    New York, NY
  • 01/2017 → Present
    Nuveen Asset Management, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-22
  • S66 Uniform Combined State Law Examination
    2013-03-22

View on SEC IAPD

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