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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-15 |
| CA | RA | APPROVED | 2014-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 10/2014 | Present |
| Bank Of America, N.A. | San Diego | CA | 10/2014 | Present |
I*429431 For profit or not for profit: Entity For Profit Name of outside business organization: Randy J. Taylor Music Production Investment related: No Address of business: Vista, California, 92081 Nature of business: Sole Proprietorship Position, title, association: Owner Start date of relationship: 2021 Number of hours devoted: 15 hours Monthly Number of hours devoted during trading hours: 0 Duties: Part-Time, I am a musician, singer song writer and will be releasing music under my first and middle name and a band name. I*: 2487286 Entity Type: For Profit Name of OBA: HOPE DEALERS RECORDING CO. LLC Address: San Diego, CA 92106 Investment Related: No Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 06/02/2025 Number of Hours: 10 hrs mthly Number of Hours during trading: 0 Duties: Member-Manager of the LLC to oversee its operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-01 |
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