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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2018-10-02
  • OK RA
    APPROVED
    Since 2018-10-02

Branch Locations

5727 S. Lewis 8Th Fl., Tulsa, OK 74105 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bokf, Na Tulsa OK 07/2004 Present
Bok Financial Securities, Inc. Tulsa OK 04/2013 Present
Previous Registrations
Other Businesses

NAME: A.V.A. Properties, LLC ADDRESS: 9186 S 51st W Ave, Tulsa OK 74131 INVESTMENT RELATED (Y/N): Y START DATE: February 2016 POSITION HELD: 50% Owner NATURE OF OUTSIDE BUSINESS: owns residential real estate HRS/MO: 0 HRS/MO DURING SECURITIES TRADING: 0 BRIEF DESCRIPTION OF DUTIES: Primarily managed by my husband, although I have a 50% ownership interest. I rarely spend any time on this business and have no duties with the operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21
Designations
Other Names
  • Joan Michelle Burch
  • Joan M Fields

View on SEC IAPD

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