Kindsey Brooke Ely

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-07
OK	RA	APPROVED	2025-01-01

TX RA
APPROVED

Since 2025-02-07
OK RA
APPROVED

Since 2025-01-01

Branch Locations

201 West Main, Adair, OK 74330 • United States

1172 E Oklahoma Blvd, Alva, OK 73717 • United States

719 Main St., Woodward, OK 73801 • United States

324 South Husband St. Ste. 107, Stillwater, OK 74074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wymer Brownlee Tax And Financial Management	Enid	OK	07/2013	11/2020
Avantax Investment Services, Inc.	Alva	OK	07/2013	11/2020
Avantax Advisory Services	Alva	OK	02/2014	11/2020
Enj Financial	Alva	OK	05/2016	Present
Avantax Insurance Agency, Llc	Alva	OK	12/2014	11/2020
Blue Sky Media	Alva	OK	06/2016	Present
United Planners' Financial Services Of America A Limited Partner	Scottsdale	AZ	11/2020	09/2022
Enj Insurance Llc	Alva	OK	01/2019	Present
Cambridge Investment Research, Inc.	Fairfield	IA	09/2022	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	09/2022	Present

07/2013 → 11/2020

Wymer Brownlee Tax And Financial Management

Enid, OK
07/2013 → 11/2020

Avantax Investment Services, Inc.

Alva, OK
02/2014 → 11/2020

Avantax Advisory Services

Alva, OK
05/2016 → Present

Enj Financial

Alva, OK
12/2014 → 11/2020

Avantax Insurance Agency, Llc

Alva, OK
06/2016 → Present

Blue Sky Media

Alva, OK
11/2020 → 09/2022

United Planners' Financial Services Of America A Limited Partner

Scottsdale, AZ
01/2019 → Present

Enj Insurance Llc

Alva, OK
09/2022 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
09/2022 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2020-11-18 → 2022-09-01

United Planners' Financial Services Of America A Limited Partner

Scottsdale, AZ

Stillwater, OK

Woodward, OK

Alva, OK

Adair, OK
2014-02-21 → 2020-12-01

Avantax Advisory Services

Alva, OK

Alva, OK

Alva, OK

Other Businesses

1) STRAIGHT RAINBOWS LLC, ADAIR, OK, 11/2021, OWNER, NIR, 0 HR/MO, 0 HR/MO TRADING. 2) ENJ FINANCIAL LLC, 201 WEST MAIN, ADAIR, OK, 04/2016, PRESIDENT, OWNER, NIR, 5 HR/MO, 0 HR/MO TRADING. 3) EVERYONE NEEDS JESUS, 201 WEST MAIN, ADAIR, OK, 11/2021, OWNER, HOST REVIVALS, NIR, 3 HR/MO, 0 HR/MO TRADING. 4) BLUE SKY MEDIA, 800 WESTLAKES, ALVA, OK, OWNER/PARTNER, 07/2017, RADIO STATION, NIR, 0 HR/MO, 0 HR/MO TRADING. 5) ENJ INSURANCE LLC, 201 WEST MAIN, ADAIR, OK, 05/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES, INV REL, 0 HR/MO, 0 HR/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD., FAIRFIELD, IA, 09/2022, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 7) ENJ WEALTH MANAGEMENT LLC, 2311 West 420 Rd, Adair OK 74330, 01/31/2026, Owner, S-Corp (Tax Planning Only), NIR, 0 HR/MO - 0 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-03
S63	Uniform Securities Agent State Law Examination	2013-10-15

S65 Uniform Investment Adviser Law Examination

2014-02-03
S63 Uniform Securities Agent State Law Examination

2013-10-15

Other Names

Kindsey Brooke Ely
Kindsey Brooke Schwerdtfeger
Kindsey Brooke Ely
Kindsey Brooke Schwerdtfeger

View on SEC IAPD