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Current Employers
Rivetti Investment Services, Llc

Thousand Oaks, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2018-05-29
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2018-05-29

Branch Locations

Thousand Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rivetti Investment Services, Llc Thousand Oaks CA 01/2013 Present
Stephen L. Rivetti Insurance Services, Inc. Agoura Hills CA 03/2010 Present
Self Employed Thousand Oaks CA 05/2009 Present
Rivetti Financial Group, Llc Thousand Oaks CA 08/2014 Present
  • 01/2013 → Present
    Thousand Oaks, CA
  • 03/2010 → Present
    Stephen L. Rivetti Insurance Services, Inc.
    Agoura Hills, CA
  • 05/2009 → Present
    Self Employed
    Thousand Oaks, CA
  • 08/2014 → Present
    Rivetti Financial Group, Llc
    Thousand Oaks, CA
Other Businesses

NAME OF BUSINESS: RIVETTI FINANCIAL GROUP, LLC; TITLE: OWNER; NATURE OF BUSINESS: OFFER FIXED INSURANCE PRODUCTS SUCH AS LIFE, HEALTH, DISABILITY, AND LONG TERM CARE; INVESTMENT RELATED. START DATE: 05/2009. HOURS DEVOTED TO THIS BUSINESS: VARIABLE HOURS PER MONTH; CAN RANGE FROM 40-100 DEPENDING ON THE NEEDS OF CLIENTS. HOURS DEVOTED DURING TRADING HOURS: VARIABLE HOURS PER MONTH; CAN RANGE FROM 10-60 DEPENDING ON THE NEEDS OF CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-03
  • S65 Uniform Investment Adviser Law Examination
    2013-01-03

View on SEC IAPD

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