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Thousand Oaks, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2018-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rivetti Investment Services, Llc | Thousand Oaks | CA | 01/2013 | Present |
| Stephen L. Rivetti Insurance Services, Inc. | Agoura Hills | CA | 03/2010 | Present |
| Self Employed | Thousand Oaks | CA | 05/2009 | Present |
| Rivetti Financial Group, Llc | Thousand Oaks | CA | 08/2014 | Present |
NAME OF BUSINESS: RIVETTI FINANCIAL GROUP, LLC; TITLE: OWNER; NATURE OF BUSINESS: OFFER FIXED INSURANCE PRODUCTS SUCH AS LIFE, HEALTH, DISABILITY, AND LONG TERM CARE; INVESTMENT RELATED. START DATE: 05/2009. HOURS DEVOTED TO THIS BUSINESS: VARIABLE HOURS PER MONTH; CAN RANGE FROM 40-100 DEPENDING ON THE NEEDS OF CLIENTS. HOURS DEVOTED DURING TRADING HOURS: VARIABLE HOURS PER MONTH; CAN RANGE FROM 10-60 DEPENDING ON THE NEEDS OF CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-03 |
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