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John Joseph Rossiter

Rbc Rochdale, LLC

San Francisco, CA

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-07
CA RA APPROVED 2019-03-25
  • TX RA
    APPROVED
    Since 2025-02-07
  • CA RA
    APPROVED
    Since 2019-03-25

Branch Locations

455 Market Street Suite 2070, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2013 03/2019
City National Rochdale San Francisco CA 03/2019 Present
  • 02/2013 → 03/2019
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2019 → Present
    City National Rochdale
    San Francisco, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-03-14
  • S63 Uniform Securities Agent State Law Examination
    2013-03-14
Designations
Other Names
  • Jack Joseph Rossiter

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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