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Andrea Caroline Loucks

Charles Schwab & Co., Inc.

Indianapolis, IN

Indianapolis, IN

Austin, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-04-10
  • IN RA
    APPROVED
    Since 2019-04-10

Branch Locations

Indianapolis, IN • United States

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 01/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-09
S63 Uniform Securities Agent State Law Examination 2014-01-24
  • S66 Uniform Combined State Law Examination
    2019-04-09
  • S63 Uniform Securities Agent State Law Examination
    2014-01-24
Other Names
  • Andrea Caroline Collins
  • Andrea C Loucks

View on SEC IAPD

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