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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-07 |
| IN | RA | APPROVED | 2020-11-03 |
Branch Locations
8332 Woodfield Crossing Blvd, Indianpolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 01/2013 | Present |
| Schwab Wealth Advisory Inc | Indianapolis | IN | 11/2020 | Present |
1) BLOCK "E" HOMEOWNERS ASSOCIATION, INC. | Investment Related:No|Other|Treasurer|6/29/2022|Less than 20|0|As treasurer I would be responsible for collecting HOA dues and paying bills for the HOA. As treasurer I am required to sign checks and to get check signing ability I need to be listed on the business entity as a registered agent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-17 |
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