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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-25 |
| TX | RA | APPROVED | 2025-11-25 |
Branch Locations
3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010 • United States
1711 Oakcrest Drive, Prosper, TX 75078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Toyota Motor North America | Plano | TX | 03/2017 | Present |
| The Boeing Company | El Segundo | CA | 06/2013 | 02/2017 |
| Shoreline Yacht Club | Long Beach | CA | 08/2008 | 10/2016 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2020 | Present |
| Barca & Barca Financial Network | Los Angeles | CA | 07/2020 | Present |
| Cetera Investment Advisers Llc | El Segundo | CA | 11/2025 | Present |
1. NAME OF OTHER BUSINESS: BARCA & BARCA FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADMINISTRATIVE START DATE: 7/2020 POSITION/TITLE/RELATIONSHIP: PROVIDE ADMINISTRATIVE SUPPORT TO BARCA AND BARCA FINANCIAL NETWORK, AS DIRECTED BY REGISTERED REP. (RR) APX NUMBER OF HOURS PER WEEK: 10-20 HOURS A WEEK/VARIES APX NUMBER OF HOURS DURING TRADING HOURS: 10-20 HOURS A WEEK/VARIES BRIEF DESCRIPTION OF DUTIES: PROVIDE ADMINISTRATIVE SUPPORT TO BARCA AND BARCA FINANCIAL NETWORK, AS DIRECTED BY REGISTERED REP. (RR) 2. NAME OF OTHER BUSINESS: TOYOTA MOTOR NORTH AMERICA INVESTMENT RELATED: NO ADDRESS: 6565 HEADQUARTERS DR, PLANO, TZ 75024 NATURE OF BUSINESS: PROCUREMENT CONSULTANT START DATE: 3/2017 POSITION/TITLE/RELATIONSHIP: PROCUREMENT CONSULTANT FOR THE LOGISTICS OF TOYOTA NORTH AMERICA APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROCUREMENT CONSULTANT FOR THE LOGISTICS OF TOYOTA NORTH AMERICA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-22 |
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