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Nelson Clifford Baxley

Integrity Advisory Solutions

El Centro, CA

Dallas, TX

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Current Employers
Integrity Advisory Solutions

1445 Ross Ave Fl 55, Dallas, TX 75202 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-15
  • CA RA
    APPROVED
    Since 2024-02-15

Branch Locations

El Centro, CA • United States

1445 Ross Ave Fl 55, Dallas, TX 75202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investment Chula Vista CA 05/2013 05/2023
Primerica Financial Services Chula Vista CA 05/2012 05/2023
American Income Life Insurance Company Waco TX 05/2023 10/2023
Integrity Advisory Solutions Burlington NC 01/2024 Present
The Alliance Insurance Group Speedway IN 10/2023 Present
Groves Capital, Inc. San Diego CA 11/2023 Present
  • 05/2013 → 05/2023
    Pfs Investment
    Chula Vista, CA
  • 05/2012 → 05/2023
    Primerica Financial Services
    Chula Vista, CA
  • 05/2023 → 10/2023
    American Income Life Insurance Company
    Waco, TX
  • 01/2024 → Present
    Burlington, NC
  • 10/2023 → Present
    The Alliance Insurance Group
    Speedway, IN
  • 11/2023 → Present
    Groves Capital, Inc.
    San Diego, CA
Previous Registrations
Other Businesses

10/2023 - The Alliance Insurance Group located at 4916 W. 16th Street, Speedway, IN 46224. Mr. Baxley sells term life, whole life, universal whole life, indexed and fixed annuities through various carriers. He spends approximately 15 hours per week none during trading hours. 01/2024 -: Groves Capital, Inc. located at 4883 Ronson Ct., San Diego CA 92111. Mr. Baxley is a licensed loan originator assisting clients in securing mortgage financing, working with various lending institutions to facilitate the mortgage application process. Mr. Baxley spends appropriately 15 hours per month performing these duties, none of which are during trading hours. 3. Integrated Trust Systems; not investment related; 2451 W Holt Ave El Centro, CA 92243; Estate Planning; Referrals; IAR; 07/03/2025; 10 hours per month; 0 hours during securities trading hours; Refer interested parties and collect fee for guiding individuals through the issuance of a cloud based trust and medical and financial directive.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-14
S63 Uniform Securities Agent State Law Examination 2013-05-30
  • S65 Uniform Investment Adviser Law Examination
    2013-11-14
  • S63 Uniform Securities Agent State Law Examination
    2013-05-30

View on SEC IAPD

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