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1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-15 |
Branch Locations
1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investment | Chula Vista | CA | 05/2013 | 05/2023 |
| Primerica Financial Services | Chula Vista | CA | 05/2012 | 05/2023 |
| American Income Life Insurance Company | Waco | TX | 05/2023 | 10/2023 |
| Integrity Advisory Solutions | Burlington | NC | 01/2024 | Present |
| The Alliance Insurance Group | Speedway | IN | 10/2023 | Present |
| Groves Capital, Inc. | San Diego | CA | 11/2023 | Present |
10/2023 - The Alliance Insurance Group located at 4916 W. 16th Street, Speedway, IN 46224. Mr. Baxley sells term life, whole life, universal whole life, indexed and fixed annuities through various carriers. He spends approximately 15 hours per week none during trading hours. 01/2024 -: Groves Capital, Inc. located at 4883 Ronson Ct., San Diego CA 92111. Mr. Baxley is a licensed loan originator assisting clients in securing mortgage financing, working with various lending institutions to facilitate the mortgage application process. Mr. Baxley spends appropriately 15 hours per month performing these duties, none of which are during trading hours. 3. Integrated Trust Systems; not investment related; 2451 W Holt Ave El Centro, CA 92243; Estate Planning; Referrals; IAR; 07/03/2025; 10 hours per month; 0 hours during securities trading hours; Refer interested parties and collect fee for guiding individuals through the issuance of a cloud based trust and medical and financial directive.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-30 |
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