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Chris Kotheimer

Charles Schwab & Co., Inc.

Westlake, TX

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-05
  • TX RA
    APPROVED
    Since 2022-10-05

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

3000 Schwab Way, Westlake, TX 76262-8104 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 01/2013 02/2020
Bank Of America, N.A. Frisco TX 02/2020 03/2022
Td Ameritrade Southlake TX 03/2022 06/2024
Charles Schwab & Co. Lewisville TX 10/2022 Present
Previous Registrations
  • 2022-03-25 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
  • 2019-09-06 → 2022-03-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
    New York, NY
    Dallas, TX
    Dallas, TX
    New York, NY
    New York, NY
    New York, NY
    Frisco, TX
    Frisco, TX
    Frisco, TX
    Mckinney, TX
    Frisco, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30
Other Names
  • Chris Kotheimer
  • Chris Jay Kotheimer

View on SEC IAPD

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ADVISOR RESOURCE COUNCIL
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CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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