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1500 Sulgrave Ave, Baltimore, MD 21209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2015-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ade, Llc (Dba: Armstrong Dixon) | Baltimore | MD | 07/2015 | Present |
| Lpl Financial Llc | Baltimore | MD | 08/2013 | Present |
1. 3/25/2015: ARMSTRONG DIXON - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 08/15/2013 - 75% OF TIME SPENT. 2. 4/29/2015: ADE, LLC - DBA: Armstrong Dixon - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - START 08/19/2013 - 600 Hours Per Month During Securities Trading - NOT ADVISING CLIENTS. 3. 3/5/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 04/19/2016 - 1 Hour Per Month During Securities Trading. 4. 5/9/2018 - ADE, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/20/2018 - 150 Hours Per Month/150 Hours During Securities Trading. 5. 11/21/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/01/2012 - 10 Hours Per Month/10 Hours During Securities Trading. 6. 09/13/2023 - Sulgrave Associates - Outside/W-2 Employment - Property Manager - Not Investment Related - Home Based - Start Date 09/01/2023 - 5 Hours Per Month/ 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-08 |
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