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Katie Anne Brown

Armstrong Dixon

Baltimore, MD

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Current Employers
Armstrong Dixon

1500 Sulgrave Ave, Baltimore, MD 21209 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-07-23
  • MD RA
    APPROVED
    Since 2015-07-23

Branch Locations

1500 Sulgrave Ave, Baltimore, MD 21209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ade, Llc (Dba: Armstrong Dixon) Baltimore MD 07/2015 Present
Lpl Financial Llc Baltimore MD 08/2013 Present
  • 07/2015 → Present
    Ade, Llc (Dba: Armstrong Dixon)
    Baltimore, MD
  • 08/2013 → Present
    Lpl Financial Llc
    Baltimore, MD
Other Businesses

1. 3/25/2015: ARMSTRONG DIXON - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 08/15/2013 - 75% OF TIME SPENT. 2. 4/29/2015: ADE, LLC - DBA: Armstrong Dixon - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - START 08/19/2013 - 600 Hours Per Month During Securities Trading - NOT ADVISING CLIENTS. 3. 3/5/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 04/19/2016 - 1 Hour Per Month During Securities Trading. 4. 5/9/2018 - ADE, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/20/2018 - 150 Hours Per Month/150 Hours During Securities Trading. 5. 11/21/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/01/2012 - 10 Hours Per Month/10 Hours During Securities Trading. 6. 09/13/2023 - Sulgrave Associates - Outside/W-2 Employment - Property Manager - Not Investment Related - Home Based - Start Date 09/01/2023 - 5 Hours Per Month/ 5 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-08
  • S66 Uniform Combined State Law Examination
    2015-07-08
Other Names
  • Katie Anne Flohr

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