Shane Michael O'BRien

Raymond James & Associates, Inc.

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-17
FL	RA	APPROVED	2019-03-05

TX RA
APPROVED_RES

Since 2025-05-17
FL RA
APPROVED

Since 2019-03-05

Branch Locations

1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Boca Raton	FL	02/2015	02/2019
Morgan Stanley Private Bank, National Association	New York	NY	04/2015	02/2019
Raymond James & Associates	Boca Raton	FL	02/2019	Present
Beachbody Llc	Boynton Beach	FL	05/2019	11/2024

02/2015 → 02/2019

Morgan Stanley

Boca Raton, FL
04/2015 → 02/2019

Morgan Stanley Private Bank, National Association

New York, NY
02/2019 → Present

Raymond James & Associates

Boca Raton, FL
05/2019 → 11/2024

Beachbody Llc

Boynton Beach, FL

Previous Registrations

2015-03-10 → 2019-03-01

Morgan Stanley

Boca Raton, FL

Boca Raton, FL
2012-12-08 → 2015-02-12

Voya Financial Advisors, Inc.

Fort Lauderdale, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-20
S63	Uniform Securities Agent State Law Examination	2009-08-08

S66 Uniform Combined State Law Examination

2012-06-20
S63 Uniform Securities Agent State Law Examination

2009-08-08

Other Names

Shane M O Brien
Shane M O'BRien
Shane Michael Obrien

View on SEC IAPD

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