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Nicholas J Urquiola

Charles Schwab & Co., Inc.

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-11-15
  • FL RA
    APPROVED
    Since 2016-11-15

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 08/2013 10/2016
Minnesota Life St. Paul MN 08/2013 10/2016
Evershore Financial Services Inc. Orlando FL 08/2013 10/2016
Charles Schwab & Co., Inc. Orlando FL 10/2016 Present
  • 08/2013 → 10/2016
    Securian Financial Services Inc.
    St. Paul, MN
  • 08/2013 → 10/2016
    Minnesota Life
    St. Paul, MN
  • 08/2013 → 10/2016
    Evershore Financial Services Inc.
    Orlando, FL
  • 10/2016 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
Previous Registrations
  • 2013-12-20 → 2016-10-28
    Securian Financial Services, Inc.
    Maitland, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-14
  • S66 Uniform Combined State Law Examination
    2013-11-14
Other Names
  • Nicholas James Urquiola

View on SEC IAPD

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