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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-27 |
| AZ | RA | APPROVED | 2017-05-23 |
Branch Locations
7191 E Golf Links Rd, Tucson, AZ 85730 • United States
4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States
12140 N Dove Mountain Blvd Bldg 5, Marana, AZ 85658 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Bank Of Arizona | Oro Valley | AZ | 12/2015 | 04/2017 |
| Lpl Financial | Oro Valley | AZ | 03/2016 | 05/2017 |
| Wells Fargo Bank, Na | Tucson | AZ | 04/2017 | Present |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 05/2017 | Present |
CO-TRUSTEE FOR FAMILY TRUST; INV RELATED; MARANA, AZ; START 6/4/2015; 0 HR/MO; 0 DURING TRADING. DIVINE PART DESIGNS, LLC; NON INV RELATED; MARANA, AZ; 100% OWNED BY FAMILY TRUST; GRAPHIC DESIGN BUSINESS; START 6/8/2015; 0 HRS/MO; 0 DURING TRADING; DUTIES: NONE. CASE BUENA VIDA LLC, INV RELATED, MARANA, AZ, 50% OWNERSHIP WITH SPOUSE, START 5/9/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. | TANGERINE NORTH HOMEOWNER'S ASSOCIATION; NOT INV RELATED; TUCSON, AZ; HOA; PRESIDENT; START DATE: 09/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-25 |
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