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Brett John Testerman

Excomp Asset Management Ltd

Melville, NY

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Current Employers
Excomp Asset Management Ltd

425 Broadhollow Rd Suite 318, Melville, NY 11747 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-12
NJ RA APPROVED 2026-01-16
NY RA APPROVED 2026-01-16
TX RA APPROVED 2026-01-16
  • FL RA
    APPROVED
    Since 2026-02-12
  • NJ RA
    APPROVED
    Since 2026-01-16
  • NY RA
    APPROVED
    Since 2026-01-16
  • TX RA
    APPROVED
    Since 2026-01-16

Branch Locations

425 Broadhollow Rd Suite 318, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Excomp Asset Management Ltd New York NY 10/2003 Present
Previous Registrations
Designations

View on SEC IAPD

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