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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2024-09-19 |
Branch Locations
500 W Napa St Ste 500, Sonoma, CA 95476 • United States
1205 N Dutton Ave, Santa Rosa, CA 95401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 01/2016 | 09/2024 |
| Redwood Credit Union | Santa Rosa | CA | 01/2016 | Present |
| Lpl Financial Llc | Santa Rosa | CA | 09/2024 | Present |
1) 08/2024 - Redwood Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-30 |
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