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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-02-21 |
Branch Locations
8050 Sw Pfaffle St Suite 100, Tigard, OR 97223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secfi Securities, Llc | San Francisco | CA | 08/2021 | 07/2022 |
| Wells Fargo | Phoenix | AZ | 02/2016 | 07/2017 |
| Mx Technologies | Lehi | UT | 02/2018 | 07/2019 |
| Openinvest | San Francisco | CA | 07/2019 | 08/2021 |
| Unemployed | Phoenix | AZ | 07/2017 | 02/2018 |
| Aviara Wealth Llc | Encinitas | CA | 02/2023 | 02/2024 |
| Unemployed | Encinitas | CA | 07/2022 | 02/2023 |
| Mariner Wealth Advisors | Overland Park | KS | 02/2024 | Present |
| Msec, Llc | Overland Park | KS | 02/2024 | Present |
MARINER WEALTH ADVISORS, 5700 W. 112th St., Suite 500, Overland Park, KS 66211; INVESTMENT RELATED; INVESTMENT ADVISOR REP; 40 HRS/WK DURING SECURITIES HOURS. MSEC LLC; 5700 W. 112th St., Suite 500, Overland Park, KS 66211; INVESTMENT RELATED; REG REP; 40 HRS/WK DURING SECURITIES HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-14 |
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