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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
| VA | RA | APPROVED | 2023-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riverfront Investment Group, Llc | Richmond | VA | 03/2015 | 08/2017 |
| Alps Distributors, Inc. | Richmond | VA | 03/2013 | Present |
| Riverfront Investment Group, Llc | Richmond | VA | 08/2017 | 01/2019 |
| Riverfront Investment Group, Llc | Richmond | VA | 01/2019 | 12/2019 |
| Riverfront Investment Group, Llc | Richmond | VA | 01/2020 | 12/2020 |
| Riverfront Investment Group, Llc | Richmond | VA | 01/2021 | 12/2022 |
| Wells Fargo Advisors Financial Network, Llc | Richmond | VA | 12/2022 | Present |
| Lpl Financial Llc | Richmond | VA | 07/2023 | Present |
1) 07/2023 - Glownia Financial Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 160 Hrs per month 2) 04/04/2025 - Heron's Point Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start date: 04/01/2025 - 40 Hrs/Mth - 8 Hrs During Trading. - -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-16 |
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